People Moves

NFP Advisor Services Promotes Chief Compliance Officer

Eliane Chavagnon Editor - Family Wealth Report June 23, 2015

NFP Advisor Services Promotes Chief Compliance Officer

NFP Advisor Services provides wealth management solutions, technology and business consulting, including compliance services, to independent financial advisors.

NFP Advisor Services has promoted its vice president and investment advisory compliance officer, Mike Pedlow, to chief compliance officer.

Jennette Schlinke has taken on the day-to-day investment advisory compliance functionality and Pedlow will remain closely involved in all aspects of the compliance program, including investment advisory, going forward.

Pedlow has over 15 years of experience in the financial services industry and also serves as CCO of Washington Wealth Management, an affiliate of NFP Advisor Services and recruiting platform for advisors transitioning from wirehouses. Prior to joining NFP Advisor Services, he supervised the RIA compliance programs at Raymond James.

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